|<<Back|  |Home|

The Alfred Research & Ethics Unit


The difference between audit/quality assurance (QA) and research

The following has been adapted from information provided by the Department of Human Services Human Research Ethics Committee.

Audit/QA is essentially an evaluation of an existing practice that involves the delivery of services to people. The goal of audit/QA is to improve that service. Examples might include the evaluation of existing psychiatric services to young offenders, the evaluation of existing counselling services provided to victims of child abuse, evaluation of morbidity and mortality data from hospital services, and so on.

Research involves, amongst other things, evaluation of a new practice (e.g., the introduction and evaluation of a new psychiatric service to young offenders) or an existing practice that is not a service (e.g. evaluating the frequency of needle sharing amongst intravenous drug users, evaluating the use of natural therapies).

Audit/QA does not require Ethics Committee review if:

The evaluation does not breach confidentiality or privacy

AND

The evaluation is non-interventional. An example of a non-interventional evaluation is counting the number of recorded wound infections after surgery. An example of an interventional evaluation is performing right heart catheter studies to examine some cardiological practice.

OR

The evaluation is interventional but does not present ethical issues. An example is a brief questionnaire that does not ask questions that may adversely affect the well-being of participants (physically or psychologically), such as an anonymous patient satisfaction survey of inpatient stay administered as the patient is about to leave hospital. 

It is advised that audit or QA that breaches confidentiality or privacy, or presents other ethical issues and which may or may not be interventional, be presented for ethical review by the Ethics Committee.

The National Health & Medical Research Council has recently published a more detailed document addressing this issue. “When does quality assurance in health care required independent ethical review?” can be found at http://www.nhmrc.gov.au/publications/synopses/e46syn.htm

[^Top]


This page was last modified on 06/01/12

URL:http://www.alfredresearch.org/ethics/qa.htm

© The Alfred 2000 - 2012