Research & Ethics Unit

 Applications and submissions to the Ethics Committee
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Ethics applications

Most research involving humans will require ethical review, and the level of review will be commensurate with the level of risk to which participants are exposed.

Research that can be exempted from review

If the research has negligible risk and involves the use of totally non-identifiable data about humans, ethical review may not be necessary.

If you think your research is exempt from ethical review, please submit an ‘application-by-letter’ addressed to the Ethics Manager, The Alfred Hospital, and email it to research@alfred.org.au. The letter should provide all details to justify a waiver of the requirement for ethical review.

Research that has negligible risk but does use data that could possibly identify individuals is not exempt from ethical review.

Low risk research

If the research cannot be exempt from review, is negligible or low risk, full ethical review may not be required. If you think your research fits into this category, please read the Low Risk Guide and if appropriate complete the application for ethical review of low risk projects (MS Word) and submit it to research@alfred.org.au for opinion.

When you have completed your low risk project, please submit the Low Risk Final Report.

More than low risk research

For all research more than low risk, full ethical review is required and you will be required to complete and submit a full application to the Ethics Committee for review and approval.

There are three methods of applying for ethics approval. Researchers are advised to read each option carefully and make a choice depending on the type and scope of the study.

Please choose one of the following:

National Ethics Application Form (NEAF) National (accepted Australia-wide)

Victorian 'Common Application Form' (CAF) (accepted at Alfred Health and some other Victoria centres)

National Ethics Application Form (NEAF) Streamlined (for Victorian multi-centre clinical trials)

Please also familiarise yourself with the Alfred Ethics Committee guidelines page, covering a range of research activities.

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Submitting your application to the Ethics Committee

This applies to all types of applications requiring full ethical review.

Step 1 - Project registration

To register an application, download the appropriate application forms and complete them. You will then need to submit the application by email to research@alfred.org.au by the project registration date. Electronic signatures are not necessary at this stage, but original hard copy signatures must be submitted with the project submission.

NEAF applications done on-line need to be saved as a PDF and emailed to us as a document attached to the email, rather than using the on-line email notification process.

Resource centre declarations and radiation safety documentation may be incomplete at the time of project registration. These and any additional documentation that cannot be emailed are to be included in the full, hard copy submission.

Please indicate in your project registration email which documentation is missing.

For immediate confirmation that your email has reached us, set up an automated 'Delivery Receipt Notification' before you send your email.

Step 2 - Project submission

At registration time, the application will be checked for completeness by the Ethics Office and any omissions or changes requested will be conveyed to you by email. You will receive detailed submission instructions from us, such as a unique project number, the number of paper copies required and the date for full project submission.

You will also be asked to submit an electronic version of the complete application at full project submission time, incorporating any requested changes.

All hard copy documentation is to be collated as instructed before project submission so that each item of supporting documentation is attached to each copy of the application. Individual items such as indemnity statements, CVs, CTN forms and clinical trial research agreements (CTRAs) are to be placed with the original, paper application.

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This page was last modified on 06/01/12


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